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This is the fourth in a series of updates on CGIAR change management from Katherine Sierra, CGIAR Chair, and the leaders of the Change Steering Team, Rodney Cooke, IFAD, and Jonathan Wadsworth, DFID. This update is being circulated to CGIAR Members, partners and Center staff in order to promote awareness and dialogue. Please circulate this update to friends and colleagues who may be interested.

 

The Consultative Group on International Agricultural Research (CGIAR) has launched a change management initiative designed to introduce reforms to enhance the CGIAR’s effectiveness and efficiency. It is our belief that transformation is necessary to enable the CGIAR to adjust to the rapidly changing external world and better achieve its mission.

 
   
 

Foundation Pieces of Change Now Clear

The progress made over the last eight months since the Change Initiative launch is impressive. The Los Baños Change Retreat, described below, advanced the process significantly by clarifying the basic “foundation pieces” for change. Building on this foundation, the Change Steering Team (CST) now has developed an integrated proposal on the way forward that represents the consensus that emerged from Los Baños. While there are still elements needing further clarification and additional input from stakeholders, we will present this proposal for consideration at the October 1-2 Executive Council (ExCo15) meeting in Lisbon, Portugal. We thank the thoughtful work of the Change Working Groups and the CGIAR’s committed stakeholders that brought us to this point.

 

Stakeholders Gather at the International Rice Research Institute (IRRI) in Los Baños, Philippines


The International Rice Research Institute (IRRI) provided the perfect backdrop for the Change Retreat. As one of the four Centers that formed the CGIAR in 1971, IRRI reminded stakeholders of the System’s origins and, with high rice prices imposing a heavy burden on people in the Philippines, of the urgency for reform to meet the new challenges of the 21 st century. With the aim of having a synergistic process with the Independent Review of the CGIAR, the Change Management and Review stakeholder consultations were back-to-back in Los Baños. Stakeholders represented included Center Director Generals and Board Chairs, Members, co-sponsors, representatives from national agricultural research systems, and from civil society organizations.

 

The Independent Review Consultations took place on Sunday, September 7. The Review Panel’s overarching assessment confirmed that the CGIAR is very much worth preserving, but that “an improved variety” is needed. Moreover, it affirmed that the CGIAR is an important independent system for scientific advice and research for development, a unique partnership between “donors” and “doers”, with vast accumulated expertise and resources. On balance, the Review determined that recent global, regional, and local assessments of CGIAR research reveal very high returns on investment, with total investments paying for themselves by a wide margin.

 

However, the Review suggested that the CGIAR is not having the collective impact that it could have, and must define new roles and priorities in a fast-changing context. Factors undermining the CGIAR’s impact include fragmentation of research, the absence of a common voice, the lack of a collective strategy and no “single entry point” for partners. In addition, funding has stagnated in real terms over the past decade. In broad terms, the Review confirmed that change is needed and that past efforts at reform demonstrate that an evolutionary approach will not work. It recommended reform through a “balanced partnership” model.

 

On Monday and Tuesday, September 8-9, the Change Management Consultations provided stakeholders with a platform to discuss the latest thinking on change options related to partnerships, governance, and funding mechanisms as outlined in draft papers prepared by the respective Working Groups. The Alliance of CGIAR Centers (Board Chairs and DGs) also met with CGIAR Chair Katherine Sierra for a frank discussion of the options under consideration.

In the partnership group, stakeholders discussed how best to promote partnerships essential for producing and delivering international public goods in agriculture. There was agreement on the need for a mechanism to create a stronger culture of partnership for innovation and to position the CGIAR within the wider development goals and activities of other actors, notably countries, the international and regional organizations that support their development efforts, advanced research institutes (ARIs), and the private sector. A clear area of consensus was that closer partnership with a revitalized GFAR could help provide a platform for collaboration with partners.

 

The governance group considered the models on the table, including the performance contracting model favoured by the working group, the balanced partnership model of the External Review, and the model put forward by the Alliance characterized by a partnership board and donor council. (See the August Change Update for further description of each model). Discussions centered on roles and lines of accountability within each model. In the end, stakeholders agreed to take the best elements from each model and these were reflected in the CST’s Foundation Pieces outlined below.

 

Discussion on the funding mechanisms centered on the establishment of a new Fund, with consideration of whether the fund should be a legal entity, if it should operate on a replenishment basis, how partners could access the funds and approaches for institutional funding in addition to programmatic funding. Agreement emerged that the fund should promote unrestricted financial contributions and predictable multi-year funding, but need not be a legal entity or operate on replenishment basis. It would have a window for institutional support in addition to windows aligned with the strategic objectives.

 

After hearing the stakeholders’ discussions and feedback, the Change Steering Team identified the common areas or “foundation pieces” for building a new system and presented them as they way forward from Los Banos:

  • A new “Fund” that will provide multi-year financing
  • A new “Consortium” of Centers as a legal entity with a Board & CEO
  • Program financing with some institutional financing
  • Development of a Strategy and Results Framework to deliver the Strategic Objectives
  • Implementation on the basis of Program Performance Contracts between the Fund and the Consortium
  • A new partnership framework
  • An Independent Science Council
  • An independent evaluation arrangement at the System level
  • The recasting of the key founding principles of Center autonomy, donor sovereignty, and consensus decision making

 

The dialogue in Los Baños also informed the final versions of the Working Groups’ papers, which are now available at the Change Management website.

 

 

Blog Digest

The happenings at the Los Banos retreat were shared real-time through a live blogger, Sue Parrot. Sue captured the essence of the discussions through interviews with diverse stakeholders including Katherine Sierra, CGIAR Chair,Tom Remington, Catholic Relief Services, Lene Lange, Board Chair of CIMMYT, Yemi Katere, DDG of CIFOR, Marco Ferroni, Syngenta Foundation for sustainable agriculture, and many others.

 

A common trend among stakeholders during the retreat was the positive energy and willingness to make this process really work. All participants were eager to work hard, and reach compelling conclusions that would help improve the performance of agricultural research for poverty reduction. Building a strong case on what the CGIAR could offer 10 years from now was also repeatedly heard, with the need to deliver concrete and convincing examples of what are the “best bets” to invest in agricultural research.

 

Going into Los Banos, the Change management blog also received interesting comments on the urgent need to rethink the monitoring and evaluation system within the CGIAR. High costs, double accountability and overburden in Centers are concerns among stakeholders. The sense of community and shared trust within the system and its partners clearly emerged: there is willingness for true collective action to ensure greater effectiveness and efficiency in reducing poverty.

 

Governance options were also discussed in the Virtual Forum, drawing critical attention to a central issue: how do we ensure a good mix of bottom-up and top-down participation in decision-making. Stakeholders are debating the need for a more streamlined system, with more incentives for high impact research, more long-term support, and enhanced partnerships and less reporting requirements.

 

 

 

Engagement Options

The final decision making on the Change Initiative will take place at the Annual General Meeting in Maputo in December. In the meantime, your involvement in the process is important. The Virtual Forums on the change options put forward in the Working Group papers remain open, and the Blog is open to all to express their views and opinions. Remember that you can post comments anonymously if you wish by providing only a valid email address and writing “Anonymous” in the Name field. Visit the Change Management website to see what other resources are available.

  Katherine Sierra, Rodney Cooke, Jonathan Wadsworth